Securities Regulation

Securities Regulation
Author :
Publisher : Aspen Publishers
Total Pages : 820
Release :
ISBN-10 : STANFORD:36105064149326
ISBN-13 :
Rating : 4/5 (26 Downloads)

Book Synopsis Securities Regulation by : Louis Loss

Download or read book Securities Regulation written by Louis Loss and published by Aspen Publishers. This book was released on 2009 with total page 820 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.


Securities Regulation Related Books

Securities Regulation
Language: en
Pages: 820
Authors: Louis Loss
Categories: Business & Economics
Type: BOOK - Published: 2009 - Publisher: Aspen Publishers

DOWNLOAD EBOOK

"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus
Small Business Investment Act
Language: en
Pages: 32
Authors: United States
Categories: Small business investment companies
Type: BOOK - Published: 1968 - Publisher:

DOWNLOAD EBOOK

U.S. Regulation of Hedge Funds
Language: en
Pages: 398
Authors: Douglas L. Hammer
Categories: Business & Economics
Type: BOOK - Published: 2005 - Publisher: American Bar Association

DOWNLOAD EBOOK

This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic inv
SEC News Digest
Language: en
Pages: 644
Authors: United States. Securities and Exchange Commission
Categories: Securities
Type: BOOK - Published: 1977-07 - Publisher:

DOWNLOAD EBOOK

Lists documents available from Public Reference Section, Securities and Exchange Commission.
The Federal Securities Exchange Act of 1934
Language: en
Pages:
Authors: Edward N. Gadsby
Categories: Securities
Type: BOOK - Published: 1967 - Publisher:

DOWNLOAD EBOOK