Capital Markets Handbook

Capital Markets Handbook
Author :
Publisher : Wolters Kluwer
Total Pages : 1458
Release :
ISBN-10 : 9780735550322
ISBN-13 : 0735550328
Rating : 4/5 (22 Downloads)

Book Synopsis Capital Markets Handbook by : John C. Burch

Download or read book Capital Markets Handbook written by John C. Burch and published by Wolters Kluwer. This book was released on 2005-01-01 with total page 1458 pages. Available in PDF, EPUB and Kindle. Book excerpt: Capital Markets Handbook, Sixth Edition is the definitive desk reference for capital market professionals and a complete resource for anyone working in the financial markets field. Written by seasoned professionals in association with the SIA, Capital Markets Handbook covers the latest developments in major securities legislation, and all aspects of documentation, underwriting, pricing, distribution, settlement, immediate aftermarket trading of new issues, compliance issues, a glossary, a bibliography, and appendices containing the full text of the primary statutes and regulations. The Sixth Edition includes coverage of new developments, including compliance issues such as: New amendments to NASD Rule 2710 ("The Corporate Financing Rule") governing underwriting compensation Updates on PIPE and Registered Direct Transactions Amendments to Rule 10b-18 governing corporate repurchase of equity securities Online Dutch auction procedures in use for the Google, Inc. IPO United Kingdom Financial Service Authority guidance on conflict of interest regarding pricing and allocation issues which have been adopted by one major U.S. investment bank Amendments to Rule 105 Regulation M concerning short selling in connection with public offerings Currency conversion in settlement of a global offering NASD Rule 2790-Restriction on the Purchase and Sale of IPO equity securities NASD IPO Distribution Manager procedures for filing with NASD Corporate Financing Proposed NASD Rule 2712 concerning allocation and distribution of shares in an initial public offering A reorganized compliance chapter in a checklist format designed to ease and enhance CEO and CFO Compliance Certification required by a proposed amendment to NASD Rule 3010 (Supervision) and the adoption of Interpretive Material 3010-1 And more


Capital Markets Handbook Related Books

Capital Markets Handbook
Language: en
Pages: 1458
Authors: John C. Burch
Categories: Law
Type: BOOK - Published: 2005-01-01 - Publisher: Wolters Kluwer

DOWNLOAD EBOOK

Capital Markets Handbook, Sixth Edition is the definitive desk reference for capital market professionals and a complete resource for anyone working in the fina
Handbook of Financial Markets: Dynamics and Evolution
Language: en
Pages: 607
Authors: Thorsten Hens
Categories: Business & Economics
Type: BOOK - Published: 2009-06-12 - Publisher: Elsevier

DOWNLOAD EBOOK

The models of portfolio selection and asset price dynamics in this volume seek to explain the market dynamics of asset prices. Presenting a range of analytical,
Handbook of Corporate Equity Derivatives and Equity Capital Markets
Language: en
Pages: 452
Authors: Juan Ramirez
Categories: Business & Economics
Type: BOOK - Published: 2011-09-07 - Publisher: John Wiley & Sons

DOWNLOAD EBOOK

Equity strategies are closely guarded secrets and as such, there is very little written about how investors and corporate can utilise equity vehicles as part of
Capital Markets, Fifth Edition
Language: en
Pages: 1087
Authors: Frank J. Fabozzi
Categories: Business & Economics
Type: BOOK - Published: 2015-10-23 - Publisher: MIT Press

DOWNLOAD EBOOK

The substantially revised fifth edition of a textbook covering the wide range of instruments available in financial markets, with a new emphasis on risk managem
Handbook of Key Global Financial Markets, Institutions, and Infrastructure
Language: en
Pages: 635
Authors: Gerard Caprio
Categories: Business & Economics
Type: BOOK - Published: 2012-11-27 - Publisher: Academic Press

DOWNLOAD EBOOK

This title begins its description of how we created a financially-intergrated world by first examining the history of financial globalization, from Roman practi